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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO ENHANCE THE DESIGNATED LIQUIDITY PROVIDER PROGRAM AND ADD A NEW MARKET QUALITY SUPPORTER PROGRAM

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propos... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: PRIVACY ACT OF 1974; SYSTEM OF RECORDS

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Privacy Act of 1974; System of Records. The notice was published in the Federal Register on Dec. 23 by Sherry R. ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 6A-4, FORM 1-N

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 6a-4, Form 1-N. T... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ PHLX LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND PHLX EQUITY 6, SECTION 4 (EXCHANGE SHARING OF PSX PARTICIPANT RISK SETTINGS) TO PERMIT THE ALLOCATION OF RESPONSIBILITY TO CLEARING MEMBERS

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX SAPPHIRE, LLC; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 516, ORDER TYPES, TO REMOVE THE DEFINITION OF A ROUTE TO FLOOR ORDER

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing of a Proposed Rule Change To Amend Exchange Ru... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO DISCONTINUE THE GOOD-TILL-CANCELLED TIME-IN-FORCE ORDER ATTRIBUTE IN ITS EQUITIES MARKET

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propos... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO PERMIT THE EXCHANGE TO EXTEND THE QUOTE-ONLY PERIOD

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EXCHANGE, INC.; NOTICE OF FILING OF AMENDMENT NO. 1 AND ORDER GRANTING ACCELERATED APPROVAL OF A PROPOSED RULE CHANGE, AS MODIFIED BY AMENDMENT NO. 1, TO ADD P.M.-SETTLED OPTIONS ON THE CBOE MAGNIFICENT 10 INDEX WITH THIRD FRIDAY EXPIRATIONS, NONSTANDARD EXPIRATIONS, AND QUARTERLY INDEX EXPIRATIONS

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Acceler... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 302

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 302. The notice w... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF WITHDRAWAL OF A PROPOSED RULE CHANGE TO EXEMPT CLOSED-END MANAGEMENT INVESTMENT COMPANIES REGISTERED UNDER THE INVESTMENT COMPANY ACT OF 1940 THAT ARE LISTED AS OF OR AFTER MAY 20, 2025 FROM THE ANNUAL MEETING OF SHAREHOLDERS REQUIREMENT SET FORTH IN EXCHANGE RULE 14.10(F)

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Exempt C... Read More